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Chester, Cheshire
Job Type
20 Sep 2022

COLP RequiredRemote Based - Required to travel to Chester area Once a weekSalary up to £80k DOEThe role involves taking steps to ensure Law Firm and its Managers, Employees or interest holders comply with the SRA regulatory regime and other relevant statutory and regulatory obligations. And ensure serious compliance breaches and other reportable matters are properly and promptly reported to the SRA and other relevant regulator. The Role will include: Promoting a culture of regulatory compliance with the law firm. Develop and managing compliance strategies. Inform and advise the firm and its managers, employees of their obligations under the SRA standards and regulations and other applicable regulation and legislation. Co-operate with the SRA and act as the contact point for any compliance issues. Systems and Controls: Compliance with the terms and conditions of firm's authorisation. Prepare and maintain a compliance plan. Implement and oversee systems and controls to ensure regulatory compliance, including drafting, maintaining and implementing compliance policies and procedures, systems and controls and conducting risk assessments at appropriate intervals. Keep abreast of any regulatory or other compliance changes that may affect the firm and as necessary. Inform and train staff on compliance matters. Liaise as required with firms compliance officer for finance and administration (COFA) complaints partner, negligence partner, money laundering compliance officer, nominated officer, head of human resources, head of ICT, and other relevant individuals within the firm to ensure consistency of approach and prompt and appropriate sharing of information. Review the compliance breach register every month to establish whether any action is required. Scan the horizon and keep abreast of any regulatory or other changes relating to compliance that might affect the company. Providing compliance reports monthlyIf you are open to this role, please get in touch with Judge Legal today for further information.

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  • Job Reference: 717076175-2
  • Date Posted: 20 September 2022
  • Recruiter: Simpson Judge Ltd
    Simpson Judge Ltd
  • Location: Chester, Cheshire
  • Salary: On Application
  • Sector: Community & Sport
  • Job Type: Permanent