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(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division

Location
Hong Kong
Job Type
Permanent
Posted
20 Sep 2022
Responsibilities:
  • Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
  • Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
  • Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
  • Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives
Requirements:
  • Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
  • At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
  • Sound knowledge in investment or insurance products, regulatory requirements and the market practices
  • Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
  • Good command of both written and spoken English and Chinese (including Mandarin)
  • Proficiency in using Microsoft office


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Details

  • Job Reference: 717063065-2
  • Date Posted: 20 September 2022
  • Recruiter: Bank Of China (Hong Kong) Limited
  • Location: Hong Kong
  • Salary: On Application
  • Sector: Banking & Financial Services
  • Job Type: Permanent